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FAQ
Q: Do you guarantee return?
A:
Return comes with risk. No investment firm can guarantee you return.
Q: How are you different?
A:
We are different because:
our management fee is low.
we actively manage your portfolio without charging you performance fee.
we do not lock your fund at all.
we value long term relationships with our clients based on integrity and trust, rather than net worth.
Q: Are you a hedge fund?
A:
No. Hedge fund are unregulated. We are a registered investment management firm and we manage your individual account. However, we also actively manage your portfolio without charging you performance fee.
Q: Why don't I just invest in funds?
A:
The advantage to using individual securities is that the portfolio is completely customized to the unique needs of the individual client. An additional advantage is that you are not affected by other investors' redemptions. If investors in your mutual fund panic and sell shares, the fund manager may have to sell stocks at depressed prices to meet redemptions, even if the manager would actually prefer to be picking up bargains. When investing in funds, you are simply one of the many investors to that fund manager.
Q: Am I restricted only to opportunities in the US equity market?
A:
No. However, the advantage of the US equity market is that one can easily invest into world equity markets through ADRs and ETFs. We do exactly this as we see fit.
Q: Do you have access to my funds? Is my fund safe?
A:
We do not have access to your funds. Your portfolios are customized through the brokerage (
Ameritrade Institutional
). Our clients grant us only discretion to buy and sell securities in their account, but only the client can authorize funds to be released from their portfolio. Therefore, your funds are very safe with the regulated brokerage.
Q: What is a Registered Investment Advisor (RIA)?
A:
A Registered Investment Advisor is a fiduciary who has a duty of undivided loyalty to his investment advisory clients and must deal fairly and honestly with them. Big Sur Capital Management is registered with the Financial Industry Regulatory Authority (
FINRA
).
Copyright © 2008 Big Sur Capital Management. All rights reserved.
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